CFTC要提高外汇公司资本要求到100万美元,不知道那些小公司将如何面对。
CFTC approves increases to minimum capital requirements
The CFTC recently notified NFA that the Commission has approved NFA's proposed increases to minimum capital requirements for FCMs and IBs. NFA has not yet determined when the new requirements will be effective.
"It has been a decade since NFA raised the minimum capital requirements," says NFA's Vice President of Compliance Regina Thoele. "We believe the new requirements will provide the level of customer protection necessary in today's business environment."
The new minimum capital requirements will be as follows:
$45,000 for Independent IBs;
$500,000 for FCMs;
$1 million for Forex Dealer Members;
$5 million for FCMs that are counterparties to off-exchange forex options transactions with retail customers; and
$7.5 million for FCMs with an affiliate described in section 2(c)2(B)(ii)(III) of the Commodity Exchange Act that engages in off-exchange forex transactions with retail customers and that is authorized to engage in those transactions solely by virtue of its affiliation with a registered FCM.
"The need for adequate capital is particularly acute for firms engaged in retail off-exchange forex, because of the dealer nature of these activities," says Thoele.
NFA will send a Notice to Members when the effective date is finalized.
目前国内常见几个美国公司的调整后净资本额如下。
CAPITAL MARKET SERVICES LLC(CMS) N NFA 03-31-2006 5,519,125
CMC MARKETS (US) LLC N NFA 03-31-2006 1,850,291
FOREX CAPITAL MARKETS LLC N NFA 03-31-2006 42,595,637
FX SOLUTIONS LLC N NFA 03-31-2006 4,793,527
GAIN CAPITAL GROUP INC(forex.com的母公司) N NFA 03-31-2006 16,906,082
SPENCER FINANCIAL LLC N NFA 03-31-2006 307,510
GLOBAL FUTURES & FOREX LIMITED(GFT,问题公司,已经被NFA吊销会员资格) Y CFTC 03-31-2006 27,230,697
IFX MARKETS INC N NFA 03-31-2006 5,955,537
发表于:2006-05-21 23:07只看该作者
2楼
要么增资,要么被停业吧!
发表于:2006-05-21 23:08只看该作者
3楼
是他的子公司还是IB经纪人门栏提高了
右侧蓄势进,左侧放缓出,盘涨可加仓,暴涨不恋战,避开消息市,不逞一时快