2012年WorldSpreads破产时FSA用的也是比马威的会计事务所，所以看着亲切。 先把大概程序说一下。破产后，电话邮件立刻中断，审计介入全权接管。 这是针对零售客户的。机构可能不同。 1：大概1，2个月以后，客户会收到邮件和信件，让客户确认余额，没平仓的会平仓。没有钱的客户也会收到，确认有没有交易纠纷没有解决等。 所有的客户在审计那里要汇总，所以至少要几个个月。 2：大概2个月后。会收到邮件让你自愿参加债权债务人会议。 3：之后会收到邮件，零售客户根据监管的保护可以赔五万英镑以内，如果认可要放弃今后起诉的权利。 4：收到比马威的支票。 过程至少半年。鉴于艾福瑞的客户更多，多数又都是英国境外的，这个过程可能会长。
[/color] http://www.kpmg.com/UK/en/IssuesAndInsights/worldspreads-special-administration/Pages/default.aspx
http://www.kpmg.com/UK/en/IssuesAndInsights/worldspreads-special-administration/Pages/default.aspx
当时事件的处理的历史纪录网页。

下面是当年发出的邮件。基本框架是这样。
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Dear Sir/Madam [b]WorldSpreads Limited (in special administration) (the a

Dear Sir/Madam WorldSpreads Limited (in special administration) (the a

Dear Sir/Madam WorldSpreads Limited in (special administration) (“the Company”) Joint Special Administrators - Samantha Rae Bewick and Jane Bronwen Moriarty A meeting of creditors and clients of the Company will be held at the Methodist Central Hall, Storey's Gate, London, SW1H 9NH on 23 May 2012 at 11:00am, to consider the Joint Special Administrators’ Proposals and to decide whether to establish a creditors’ committee comprising representatives of clients and creditors. In view of the large number of clients and creditors, in accordance with Rule 297 of The Investment Bank Special Administration (England and Wales) Rules 2011, certain statutory documents are being made available electronically. The following documents can be viewed and downloaded from www.kpmg.co.uk/worldspreads (the “Website”) and will be available at this link by 5pm 4th May 2012: a) The Joint Special Administrators’ Proposals; b) Formal notice convening the meeting of clients and creditors; c) Client Asset Claim Form; d) Client Proxy Form; e) Creditor’s Statement of Claim Form; and f) Creditor Proxy Form. (the “Documents”). Hard copies are available on request and free of charge. If you wish to receive hard copies of the Documents, please: a) telephone +44 (0) 20 3284 8829; or b) email [email protected] ; or c) write to KPMG LLP, 8 Salisbury Square, London, EC4Y 8BB. If you wish to vote at the meeting, please return via email or post your completed statement of claim which must be received by 12 noon on 22 May 2012 in order to be counted. Any client who has already responded to a request to agree their balance does not need to resubmit their claim for voting purposes. Any proxies that are intended to be used must be submitted to me by the date of the meeting. Please refer to Appendix 6 of the Joint Special Administrators’ Proposals, being further information regarding the initial meeting of clients and creditors and the voting process, for assistance regarding completion of the relevant claim and proxy form. The Special Administrators have provided all clients with their statements according to company records. No further statements will be issued prior to the meeting, however, work is ongoing to respond to queries raised by clients in relation to their statements. In the interim period, claimants will be permitted to submit claims on an estimated basis. If you are unable to determine your claim value with any certainty, the Special Administrators request that you submit an estimated claim for voting purposes and submit a formal claim for distribution purposes at a later date. If you have not yet received your statement please contact the Special Administrators on [email protected] or call 020 3284 8829. For further information regarding the Documents, please see the frequently asked questions on the Website. Yours faithfully For WorldSpreads Limited

Dear Sir/Madam, As you may be aware, the Special Administrators of WorldSpreads Limited have been working closely with the Financial Services Compensation Scheme (FSCS) since the firm was placed into Special Administration. The Role of the FSCS The FSCS is the compensation fund of last resort for customers of authorised financial services firms. It protects private individuals and small businesses if an authorised firm becomes insolvent and cannot return money or investments to its customers. For eligible claims, the FSCS can pay up to ￡50,000 in compensation per person. If claims are paid by the FSCS, it will then assume those client claims against WorldSpreads Limited. FSCS Requirements for Processing Compensation Claims In order to process a claim for compensation, FSCS will require:- · A completed application form · A balance agreed with KPMG Sending of FSCS Application form Please be aware that FSCS will be emailing application forms for compensation by the end of June to WorldSpreads clients. In some instances, where balances are very small, FSCS will ask that clients request an application form to be sent to them for completion and return. Should you not have received an email (containing an application form) from FSCS by 6 July 2012 and wish to make a claim for compensation from FSCS, please contact FSCS on freephone 0800 678 1100 or 0207 741 4100 to request an application form. An application form can be dispatched by post if requested. Returning of FSCS Application form Please complete the application form as fully as possible. Once completed, print and sign the form before either, · Posting it to FSCS, Unit 1, Roundhouse Road, Faverdale Industrial Estate, Darlington, DL3 0UR, United Kingdom; or · Scanning and returning via email to [email protected] For information, Capita are working in partnership with FSCS. Further information Further information about FSCS may be found on their website- www.fscs.org.uk. Frequently asked questions, along with answers, relating to WorldSpreads and FSCS may also be found on their website. Yours sincerely The Joint Special Administrators For and on behalf of the Company Jane Bronwen Moriarty and Samantha Rae Bewick were appointed as joint special administrators of the WorldSpreads Limited on 18 March 2012. The affairs, business and property of WorldSpreads Limited are being managed by the joint special administrators who contract as agents of WorldSpreads Limited without personal liability. Samantha Rae Bewick is authorised to act as an insolvency practitioner by the Institute of Chartered Accountants in England and Wales Jane Bronwen Moriarty is authorised to act as an insolvency practitioner by the Institute of Chartered Accountants in Ireland WorldSpreads Limited is authorised and regulated by the Financial Services Authority. FSA reference number 230730. Registered in England No. 04898762. Registered Office: 8 Salisbury Square, London, EC4Y 8BB This email has been sent from KPMG LLP, a UK limited liability partnership (which is a subsidiary of KPMG Europe LLP), from KPMG Europe LLP, from one of the companies within KPMG LLPs control (which include KPMG Audit Plc, KPMG United Kingdom Plc and KPMG UK Limited) or from KPMG Resource Centre Private Limited, together "KPMG". KPMG Europe LLP does not provide services to clients. None of KPMG Europe LLPs subsidiaries have any authority to obligate or bind KPMG Europe LLP. This email is confidential and may be legally privileged. It is intended solely for the addressee. Access to this email by anyone else is unauthorised. If you are not the addressee or an intended recipient or have not agreed with us the terms on which you are receiving this email any disclosure, copying, distribution or any action taken or omitted to be taken in reliance on the contents of this email or its attachments, is at your own risk,prohibited and may be unlawful, and to the fullest extent permitted by law KPMG accepts no responsibility or liability to you. When addressed to our clients any opinions or advice contained in this email or its attachments are subject to the terms and conditions expressed in the governing KPMG client engagement letter. Anything in this email or its attachments which does not relate to KPMG's official business is neither given nor endorsed by KPMG. KPMG Europe LLP, registered in England No OC324045 Registered office: 15 Canada Square, London, E14 5GL KPMG United Kingdom PLC, registered in England No 03513178 Registered office: 15 Canada Square, London, E14 5GL KPMG UK Limited, registered in England No 3580549 Registered office: 15 Canada Square, London, E14 5GL KPMG LLP, registered in England No OC301540 Registered office: 15 Canada Square, London, E14 5GL KPMG Audit Plc, registered in England No 3110745 Registered office: 15 Canada Square, London, E14 5GL

Dear Sir/Madam WorldSpreads Limited in (special administration) (“the Company”) Joint Special Administrators - Samantha Rae Bewick and Jane Bronwen Moriarty In accordance with Rules 122 and 123 of The Investment Bank Special Administration (England and Wales) Rules 2011, I give notice that the Special Administrators’ progress report for the period 18 March 2012 to 17 September 2012 is available for your information. In view of the large number of creditors and clients, in accordance with Rule 297 of The Investment Bank Special Administration (England and Wales) Rules 2011, the Special Administrators’ progress report is being made available electronically from 15 October 2012. It can be viewed and downloaded from www.kpmg.co.uk/worldspreads. Hard copies are available on request and free of charge. If you wish to receive a hard copy of the progress report, please: a) telephone +44 (0) 20 3284 8829; or b) email [email protected] ; or c) write to the Joint Special Administrators of WorldSpreads Limited, c/o KPMG LLP, 8 Salisbury Square, London, EC4Y 8BB. If you have completed and returned an application form in order to receive compensation from FSCS in respect of your claim against the Company, please ignore this correspondence and note that you will be removed from future mailing lists of the Company, since your claim has now been assigned to FSCS. Yours faithfully For WorldSpreads Limited Samantha Bewick Joint Special Administrator Samantha Bewick and Jane Moriarty were appointed as joint special administrators of WorldSpreads Limited on 18 March 2012. The affairs, business and property of the company are being managed by the joint special administrators who contract as agents of WorldSpreads Limited without personal liability. Samantha Rae Bewick is authorised to act as an insolvency practitioner by the Institute of Chartered Accountants in England and Wales. Jane Bronwen Moriarty is authorised to act as an insolvency practitioner by the Institute of Chartered Accountants in Ireland. WorldSpreads Limited is authorised and regulated by the Financial Services Authority. FSA reference number 230730. Registered in England No. 04898762. Registered office: KPMG LLP, 8 Salisbury Square, London EC4Y 8BB. This email has been sent from KPMG LLP, a UK limited liability partnership (which is a subsidiary of KPMG Europe LLP), from KPMG Europe LLP, from one of the companies within KPMG LLPs control (which include KPMG Audit Plc, KPMG United Kingdom Plc and KPMG UK Limited) or from KPMG Resource Centre Private Limited, together "KPMG". KPMG Europe LLP does not provide services to clients. None of KPMG Europe LLPs subsidiaries have any authority to obligate or bind KPMG Europe LLP. This email is confidential and may be legally privileged. It is intended solely for the addressee. Access to this email by anyone else is unauthorised. If you are not the addressee or an intended recipient or have not agreed with us the terms on which you are receiving this email any disclosure, copying, distribution or any action taken or omitted to be taken in reliance on the contents of this email or its attachments, is at your own risk,prohibited and may be unlawful, and to the fullest extent permitted by law KPMG accepts no responsibility or liability to you. When addressed to our clients any opinions or advice contained in this email or its attachments are subject to the terms and conditions expressed in the governing KPMG client engagement letter. Anything in this email or its attachments which does not relate to KPMG's official business is neither given nor endorsed by KPMG. KPMG Europe LLP, registered in England No OC324045 Registered office: 15 Canada Square, London, E14 5GL KPMG United Kingdom PLC, registered in England No 03513178 Registered office: 15 Canada Square, London, E14 5GL KPMG UK Limited, registered in England No 3580549 Registered office: 15 Canada Square, London, E14 5GL KPMG LLP, registered in England No OC301540 Registered office: 15 Canada Square, London, E14 5GL KPMG Audit Plc, registered in England No 3110745 Registered office: 15 Canada Square, London, E14 5GL

谢谢

嗯，多谢

多谢楼主

多谢楼主

谢谢！

感谢楼主，涨知识了~~

谢谢楼主，这样的帖子必须点个赞！

哇！03年的“老妖怪”，又有这么丰富的经历，此贴必须顶起，让众坛友都来看看

Tks for sharing

本帖最后由 nomathe 于 2015-1-22 09:22 编辑 坑爹。。。要半年。。。真心无语了。。还是希望有人来买了他吧。。。真心累啊。。

有很多参考价值

谢谢！

这都能破产